Amanda Hale, Andrew Newson and Matthew Cherrill, of Citi’s Global Trustee & Fiduciary Services, sit down to discuss the latest regulatory highlights.
This edition's featured topics include:
- US: SEC Adopts Amendments to Regulation S-P to Enhance Protection of Customer Information
- EU: ESMA Provides Guidance to Firms Using Artificial Intelligence in Investment Services
- EU: ESMA Guidelines Establish Harmonised Criteria for use of ESG and Sustainability Terms in Fund Names
- Hong Kong: SFC Welcomes Industry-led Public Consultation on Voluntary Code of Conduct for ESG Ratings and Data Products Providers
- UK: New FCA Webpage - Operational Resilience: Insights and Observations for Firms
